Broker Check

LPL Financial Client Relationship Summary

We understand you want to be fully informed before making any investment decisions, and we want to help you! One way we do that is by sharing the LPL Financial Form CRS. This form details how LPl makes money, as well as how we as your advisor makes money. One goal of this form is to provide you with questions you can ask your advisor, such as: 

  • Given my financial situation, should I choose an investment advisory service or a brokerage service? Should I do both? Why or why not? (You can see our investment advisory fees here)

  • How will you choose investments that you recommend to me? (Feel free to check out our Investment Philosophy Guide)

  • What is your experience, designations, etc?

  • What fees can I expect to pay? 

  • How might your conflicts of interest affect me, and how will you address them?

  • Do you have any disciplinary history? (You can also look this up for yourself using Finra's BrokerCheck).

We're committed to pricing transparency and acting in your best interest, and also want you to be informed. Please don't feel shy or awkward about asking us any of these questions. 

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